Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Wilkes Harper | 1724983 | 1 | 02/27/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 02/21/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Cabourne Blaszyk | 5364851 | 2 | 02/20/2019 | Customer Dispute | Settled | $10,293.50 | $0.00 | See FINRA Report |
| Joseph Nathan Diller | 1922137 | 2 | 02/19/2019 | Customer Dispute | Denied | $50,889.70 | $0.00 | See FINRA Report |
| Andrew F Fredric Perry | 1726938 | 1 | 02/15/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Matthew Gordon | 4286268 | 3 | 02/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Thatcher Clark | 1765058 | 1 | 02/14/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Marc Harris Alport | 1567225 | 2 | 02/05/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Justine Girard | 1085007 | 2 | 02/05/2019 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Shajhan Sabir | 3160094 | 1 | 02/02/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |