Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Youngblood Moran | 2951126 | 2 | 04/25/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig R McPherson | 4514666 | 2 | 04/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas John Oley | 2870927 | 1 | 04/15/2019 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Steven Urosevich | 2882927 | 1 | 04/10/2019 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Marc Francis Rogers | 1008145 | 6 | 04/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Fred Moskowitz | 2335240 | 5 | 03/21/2019 | Customer Dispute | Settled | $6,569.71 | $0.00 | See FINRA Report |
| Jeffrey Clay Templeman | 2010800 | 3 | 03/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cirilo Alexander Suarez | 5416377 | 1 | 03/15/2019 | Customer Dispute | Denied | $5,593.32 | $0.00 | See FINRA Report |
| Mark Aaron Conway | 4257558 | 1 | 03/08/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Nicholas Venizelos | 1105955 | 4 | 03/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |