Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfonso Allen Gialanella | 2988940 | 1 | 09/13/2019 | Customer Dispute | Award / Judgment | $65,000.00 | $43,000.00 | See FINRA Report |
| Steven MacLen Bonavita | 3090778 | 6 | 09/11/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harold Douglas McCoy | 2710694 | 5 | 09/11/2019 | Customer Dispute | Award / Judgment | $33,000.00 | $0.00 | See FINRA Report |
| Ralph Dennis Courtland | 4374698 | 3 | 09/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Baker Hayn | 4824325 | 2 | 09/09/2019 | Customer Dispute | Closed-No Action | $33,965.50 | $0.00 | See FINRA Report |
| Richard Jon Dobler | 2170409 | 2 | 09/05/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Edward Miller | 2663790 | 3 | 08/13/2019 | Customer Dispute | Settled | $179,546.00 | $0.00 | See FINRA Report |
| Benjamin Carroll | 6942384 | 1 | 07/29/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Baker White | 2391143 | 8 | 07/29/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lary Douglas Bloom | 4134648 | 5 | 07/23/2019 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |