Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Francis McCarthy | 1499168 | 1 | 03/14/2020 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| John E Ter-Oganesyan | 5957374 | 1 | 03/12/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Matthew Biggie | 6110607 | 1 | 03/12/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Ryan Walker | 4074605 | 3 | 03/12/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Kevin Sager | 4416389 | 1 | 03/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert A Deblasio | 5545994 | 3 | 02/25/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Andrew Rodman | 4325227 | 2 | 02/25/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Paul Kroll | 5828794 | 1 | 02/24/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Wai Cheang | 2206607 | 1 | 02/05/2020 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Matthew Joshua Smith | 4455591 | 2 | 02/04/2020 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |