Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mathew Tong | 5015156 | 1 | 03/27/2020 | Customer Dispute | Settled | $43,770.00 | $0.00 | See FINRA Report |
| Patrick Kennedy Callaghan | 3003364 | 1 | 03/27/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Corydon MacLean Wheat | 832686 | 1 | 03/25/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Christian Foery | 2531983 | 5 | 03/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Manhsoort Lysanh | 6016354 | 1 | 03/19/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alex Sanchez | 5624288 | 2 | 03/19/2020 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Michael E Wilhelm | 1505197 | 1 | 03/18/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark A James | 6235307 | 1 | 03/18/2020 | Customer Dispute | Denied | $42,732.10 | $0.00 | See FINRA Report |
| Ronald Michael Reilly | 1275745 | 4 | 03/18/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Ernest Hill | 4683090 | 2 | 03/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |