Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Mikel Johnson | 4327763 | 2 | 05/30/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Michael Logsdon | 4178266 | 6 | 05/21/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Todd Beutel | 2292733 | 2 | 05/19/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ernst Tullus | 6151941 | 2 | 05/13/2020 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Patrick Gregory Gaitens | 1710002 | 2 | 05/12/2020 | Customer Dispute | Denied | $23,716.00 | $0.00 | See FINRA Report |
| Raquel B Pacheco | 3117770 | 1 | 05/08/2020 | Customer Dispute | Settled | $100,109.00 | $0.00 | See FINRA Report |
| Aubrey Dexter Parker | 2454088 | 1 | 05/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Artemio F Mercado | 2884434 | 2 | 04/30/2020 | Customer Dispute | Denied | $102,567.00 | $0.00 | See FINRA Report |
| John Myles Donovan | 1872938 | 2 | 04/28/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Cole Watson | 5376702 | 2 | 04/28/2020 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |