Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leif David Olson | 2277495 | 7 | 12/28/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Jamie Lloyd | 4949993 | 1 | 12/24/2020 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Russell Bosworth Chaney | 2649257 | 1 | 12/18/2020 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| T.J Cheriaparampil | 4466711 | 1 | 12/08/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Donovan Gregory Mannato | 2950500 | 2 | 12/03/2020 | Customer Dispute | Dismissed | $3,350,000.00 | $0.00 | See FINRA Report |
| Daniel Philip Madura | 2253370 | 1 | 11/16/2020 | Customer Dispute | Denied | $36,507.00 | $0.00 | See FINRA Report |
| Walter Douglas Brady | 6451639 | 1 | 11/03/2020 | Customer Dispute | Denied | $110,820.00 | $0.00 | See FINRA Report |
| Evan M Savarick | 5153903 | 1 | 10/29/2020 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Charles H Mannel | 1457339 | 1 | 09/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederick Robert Hughes | 5024387 | 1 | 09/21/2020 | Customer Dispute | Award / Judgment | $0.00 | $450,000.00 | See FINRA Report |