Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aramis Perez | 5405685 | 1 | 06/24/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Curcio | 4946771 | 1 | 06/13/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Wade Hudson | 3148246 | 2 | 06/10/2024 | Customer Dispute | Denied | $64,362.20 | $0.00 | See FINRA Report |
| Damian Agustin Pereira-Nunez | 5211567 | 1 | 06/06/2024 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 06/05/2024 | Customer Dispute | Pending | $475,000.00 | $0.00 | See FINRA Report |
| Alan Kenneth Gross | 2832306 | 2 | 05/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harland Ira Jacobs | 3005519 | 2 | 05/24/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Ross Pindus | 1268550 | 4 | 04/30/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Steven Franklin Sharp | 3178563 | 2 | 04/10/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John George Rotando | 2071444 | 3 | 04/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |