Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Jonathan Voils | 5504512 | 2 | 05/05/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean Christopher Kiltau | 2560331 | 6 | 04/30/2021 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Prince Anderson Lankford | 2824037 | 2 | 04/12/2021 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Christopher Noonan | 2787122 | 4 | 03/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tina Michele Bryant | 2851805 | 4 | 03/05/2021 | Customer Dispute | Denied | $21,330.00 | $0.00 | See FINRA Report |
| Joseph John Digiso | 5843331 | 2 | 02/10/2021 | Customer Dispute | Closed-No Action | $10,500.00 | $0.00 | See FINRA Report |
| William Joseph Michetti | 2185612 | 5 | 01/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steve Bruce Durman | 2507978 | 2 | 01/27/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Ryan Jaynes | 5555100 | 2 | 01/25/2021 | Customer Dispute | Settled | $18,000,000.00 | $0.00 | See FINRA Report |
| Daniel Enrique Luna | 5606606 | 2 | 12/30/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |