Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Albert Oneal | 1342246 | 1 | 09/27/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Muncy | 6142906 | 3 | 09/27/2021 | Customer Dispute | Denied | $25,300.30 | $0.00 | See FINRA Report |
| Keith Steven Garland | 2139560 | 5 | 09/22/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Francesco Cosmo Zappoli | 5819061 | 1 | 09/20/2021 | Customer Dispute | Closed-No Action | $8,500.00 | $0.00 | See FINRA Report |
| Caleb Conrad Gibson | 5760758 | 1 | 09/20/2021 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Jeffrey Tsz Ching Buk | 4154307 | 5 | 09/08/2021 | Customer Dispute | Denied | $64,522.10 | $0.00 | See FINRA Report |
| Neal Evan Leschel | 1735914 | 2 | 08/17/2021 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Dougherty | 4952172 | 1 | 08/03/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Deborah Ann Solomon | 728617 | 1 | 06/11/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Ernest Mozingo | 4224938 | 1 | 06/03/2021 | Customer Dispute | Denied | $12,050.00 | $0.00 | See FINRA Report |