Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wade Michael Schuknecht | 4511077 | 1 | 02/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kerry Thomas Cassell | 2069521 | 4 | 02/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Joseph Lange | 5657024 | 1 | 01/31/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Natasha G Wallace | 4495040 | 1 | 01/07/2022 | Customer Dispute | Closed-No Action | $28,221.00 | $0.00 | See FINRA Report |
| Andrew Muncy | 6142906 | 3 | 12/13/2021 | Customer Dispute | Denied | $11,258.10 | $0.00 | See FINRA Report |
| Christopher Dyer Queen | 2703908 | 2 | 12/07/2021 | Customer Dispute | Award / Judgment | $0.00 | $54,000.00 | See FINRA Report |
| Andrew Muncy | 6142906 | 3 | 11/17/2021 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Aaron Weston Brewer | 5451527 | 2 | 11/11/2021 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| William Joseph Burke | 2523888 | 4 | 11/05/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Joseph Pasacreta | 2398487 | 4 | 10/26/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |