Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Kenneth Brandstater | 6140680 | 1 | 04/12/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kelly James Otoole | 6290292 | 1 | 04/12/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| T. Michael Hayse | 5802058 | 3 | 03/21/2022 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Ronald Michael Reilly | 1275745 | 4 | 03/17/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Whitney Tuller | 1886487 | 3 | 03/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Darian Mohaghegh | 2316381 | 4 | 03/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas M Hopkins | 4045314 | 2 | 03/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Wilson Murray | 1186933 | 3 | 03/01/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Robert John Palatella | 1492207 | 3 | 02/24/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Dennis Courtland | 4374698 | 3 | 02/18/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |