Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tammy Terri Lau | 4774482 | 3 | 06/30/2022 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Zachary A Harless | 5525364 | 4 | 06/28/2022 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Shaan Raja | 6261488 | 2 | 06/26/2022 | Customer Dispute | Denied | $14,453.00 | $0.00 | See FINRA Report |
| Adrian A Guzman | 6123359 | 1 | 06/21/2022 | Customer Dispute | Denied | $45,497.00 | $0.00 | See FINRA Report |
| Debra Logan | 1739479 | 3 | 06/17/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leif David Olson | 2277495 | 7 | 06/15/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Dane Graft | 2393278 | 3 | 06/14/2022 | Customer Dispute | Settled | $19,657.10 | $0.00 | See FINRA Report |
| Andrew Alexander Glaser | 6151186 | 1 | 06/12/2022 | Customer Dispute | Denied | $312,243.00 | $0.00 | See FINRA Report |
| Yoil S Awabdeh | 4068466 | 2 | 06/11/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Jackson | 4733834 | 3 | 04/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |