Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Miguel Cervantes | 2619407 | 4 | 09/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Sicari | 6016241 | 2 | 09/20/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Felix-Albert Desmangles | 5658573 | 1 | 09/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Lee Todd | 1785902 | 1 | 08/30/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jarrod Fletcher Slater | 4407013 | 1 | 08/26/2022 | Customer Dispute | Denied | $431,063.00 | $0.00 | See FINRA Report |
| Anne Maureen Debowes | 2157405 | 1 | 08/26/2022 | Customer Dispute | Denied | $431,063.00 | $0.00 | See FINRA Report |
| Michael Jerome Levine | 1785045 | 5 | 08/18/2022 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Elias Vincent Davis | 4927669 | 1 | 08/12/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Juarez Rodrigo Bustamante | 6228190 | 1 | 07/22/2022 | Customer Dispute | Denied | $16,937.40 | $0.00 | See FINRA Report |
| Sean Steven Ben-Asher | 4831869 | 2 | 07/03/2022 | Customer Dispute | Settled | $10,484.00 | $0.00 | See FINRA Report |