Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Steven Kuruzovich | 1636930 | 2 | 11/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Christian Bohnert | 5574237 | 1 | 11/09/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Matthew Polis | 1257552 | 3 | 11/04/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Wesley Shultz | 2984874 | 1 | 11/04/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donavan Lee Hilsabeck | 1503039 | 2 | 10/27/2022 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Brian Ruziecki | 5929664 | 1 | 10/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Anthony Rice | 5203302 | 2 | 10/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Duran | 5727067 | 1 | 10/12/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Daniel Arrington Clouse | 5726070 | 2 | 10/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey John McKee | 5721657 | 2 | 09/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |