Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose L Raya | 5775638 | 3 | 12/20/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Blake Michael Hammer | 5034228 | 1 | 12/20/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mary Antonia Wallack | 1161383 | 1 | 12/20/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 6 | 12/20/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 6 | 12/20/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 6 | 12/20/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Duncan Wilson Gillan | 1133343 | 2 | 12/08/2022 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Mark D Sullivan | 5143963 | 1 | 12/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Burns | 1922237 | 1 | 12/06/2022 | Customer Dispute | Denied | $28,025.30 | $0.00 | See FINRA Report |
| Michael Grant Chapman | 6335591 | 2 | 12/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |