Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Zhong Zheng | 5517193 | 2 | 02/17/2023 | Customer Dispute | Settled | $49,999.00 | $0.00 | See FINRA Report |
| Deanna Marie Quintanilla | 5088199 | 1 | 02/17/2023 | Customer Dispute | Denied | $105,000.00 | $0.00 | See FINRA Report |
| Tiffany Miller Campbell | 4239770 | 2 | 02/17/2023 | Customer Dispute | Settled | $5,192.15 | $0.00 | See FINRA Report |
| Ross Sterling Wolff | 6209027 | 1 | 02/13/2023 | Customer Dispute | Denied | $19,883.40 | $0.00 | See FINRA Report |
| Jeffrey Quan Nguyen | 2751686 | 1 | 01/13/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anna Maria Pujolas | 4689186 | 1 | 01/09/2023 | Customer Dispute | Denied | $25,749.10 | $0.00 | See FINRA Report |
| Leigh Eran Einhorn | 2091410 | 5 | 01/09/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Matthew Fox | 5676310 | 1 | 12/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Ernest Hill | 4683090 | 2 | 12/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leigh Eran Einhorn | 2091410 | 5 | 12/21/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |