Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Todd Lundgren | 2552260 | 2 | 04/11/2023 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Yuting Cheng | 5719286 | 2 | 04/10/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Jon Bruce Lindenberg | 4161624 | 1 | 04/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael David Hopkins | 4215619 | 2 | 03/31/2023 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Carroll Mac Wilson | 2777324 | 3 | 03/29/2023 | Customer Dispute | Denied | $12,090.70 | $0.00 | See FINRA Report |
| Michael Jorgenson | 6495848 | 1 | 03/09/2023 | Customer Dispute | Pending | $323,713.00 | $0.00 | See FINRA Report |
| Steven Andrew Hill | 4606358 | 12 | 03/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew D Weglarz | 5448174 | 4 | 02/27/2023 | Customer Dispute | Denied | $32,606.00 | $0.00 | See FINRA Report |
| Matthew D Weglarz | 5448174 | 4 | 02/21/2023 | Customer Dispute | Denied | $7,450.44 | $0.00 | See FINRA Report |
| Michael Fowler | 2252560 | 1 | 02/21/2023 | Customer Dispute | Settled | $323,713.00 | $0.00 | See FINRA Report |