Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirsten Granfeldt | 7300634 | 1 | 10/08/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Wessner | 7129015 | 1 | 06/29/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew James Weber | 7054560 | 1 | 06/25/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Matthew Groom | 7253312 | 1 | 05/13/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan S Beckstrom | 7315383 | 2 | 04/22/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott David Schied | 7028508 | 4 | 04/13/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Kinnear | 7255613 | 1 | 02/16/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan S Beckstrom | 7315383 | 2 | 12/17/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Peiffer | 6786486 | 1 | 08/21/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtis Begay | 7696317 | 2 | 06/01/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |