Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jared Lee Sanborn | 4879079 | 1 | 05/20/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Seth Thomas Koestler | 6801843 | 1 | 05/08/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Edward Blount | 7557475 | 1 | 05/08/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Yu Nguyen | 6765444 | 1 | 03/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kurt Thomas Rodriguez | 6372876 | 1 | 03/05/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Pelaez-Robles | 7024348 | 2 | 02/26/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Norton | 6913654 | 1 | 02/17/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Malena Conception Marie Osborne | 6916890 | 1 | 02/01/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Krystal Michelle Meadows | 6774589 | 1 | 01/21/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dorian Shavar Holmes | 6258393 | 1 | 01/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |