Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles William Brown | 4238723 | 3 | 12/17/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ethan Travis Powell | 6766181 | 2 | 11/21/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Thomas Whittaker | 6379281 | 1 | 08/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amanda Marie Mounts | 7631807 | 1 | 07/07/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Jay Roberts | 5041608 | 1 | 06/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua K Piercy | 6620457 | 1 | 04/09/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Vinicio Corado | 5783800 | 1 | 03/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Martin Ryan | 7144602 | 1 | 02/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jordan David Frank | 6873321 | 2 | 11/29/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Stewart McGovern | 6173124 | 1 | 11/12/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |