Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Benjamin Steele | 4822659 | 3 | 06/19/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Colin Moore | 7377791 | 1 | 06/09/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Darius Lowe | 2624713 | 1 | 03/22/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Diane Lisa Ninco | 2965358 | 1 | 11/28/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Rutski | 1769610 | 4 | 08/22/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wilet Pierre-Noel | 6536041 | 1 | 08/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melodie Hughes | 5085456 | 1 | 06/04/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tiva Breeze Lewis | 6840119 | 1 | 06/01/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Quinn Gority | 5805090 | 1 | 05/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Lee Guzzardo | 6495748 | 1 | 01/28/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |