Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Orozco | 5220505 | 1 | 08/14/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pedro Rafael Lopez | 7803115 | 1 | 05/15/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew A Kupferer | 6170951 | 1 | 04/15/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Toby Lee Powell | 5620320 | 3 | 03/22/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Devon Massi | 7369618 | 1 | 03/08/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samantha Rose Gill | 6370453 | 1 | 01/07/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Paul Mills | 2703199 | 6 | 11/08/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Yasser Hanganee Kauaria | 7065442 | 1 | 09/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alfred Isaac Petross | 6875586 | 1 | 08/20/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Lee Pulford | 6749659 | 1 | 07/28/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |