Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Edwin Alvarez | 6484117 | 1 | 06/13/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Kevin Fahey | 2138379 | 2 | 03/17/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ian M Wilkerson | 7368573 | 1 | 03/03/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Allen Hartung | 7603844 | 1 | 12/12/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erik Camerer | 5173811 | 1 | 12/07/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kit Edward Vick | 2130142 | 1 | 07/05/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Arthur Carroll | 7370944 | 1 | 05/23/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Alonso Rivera-Navarro | 7711392 | 1 | 02/09/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samantha Stringer | 5927934 | 1 | 01/08/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brittany Bockin | 6976678 | 1 | 10/02/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |