Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Kay Robertsonwall | 502757 | 3 | 05/25/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank B Gott | 1405453 | 1 | 04/22/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patricia Wright James | 5780323 | 2 | 03/31/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donna Gail Smothermon | 5397246 | 1 | 03/27/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Richard McGahan | 1447083 | 2 | 03/23/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patricia Wright James | 5780323 | 2 | 02/21/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Randall Walker | 1485016 | 6 | 04/17/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Abraham Maghsoudi | 718726 | 3 | 03/30/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marie Shepard | 5659275 | 2 | 10/08/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marriett Royster | 1392824 | 1 | 08/06/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |