Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marriett Royster | 1392824 | 1 | 08/06/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Maynard Penewell | 840821 | 2 | 01/22/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael William Roberts | 1432708 | 1 | 08/21/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur H Zeitz | 1042098 | 1 | 04/01/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Damian Rohn | 1322294 | 1 | 02/28/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Thomas McMillan | 859191 | 1 | 07/03/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Delbridge Jordan | 860347 | 3 | 11/21/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julian F Pace | 1000084 | 2 | 10/07/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas William Harris | 1019582 | 2 | 10/02/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Weiss | 812663 | 2 | 12/30/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |