Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Paul Wythe | 1432084 | 2 | 11/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Peter Longueville | 1264891 | 2 | 09/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Richard Sammons | 1100070 | 3 | 06/06/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Roy Cunningham | 1533940 | 1 | 03/20/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Patrick Lennon | 1377425 | 1 | 11/10/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Thomas Orlando | 1527345 | 3 | 10/08/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank B Gott | 1405453 | 1 | 04/22/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donna Gail Smothermon | 5397246 | 1 | 03/27/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Richard McGahan | 1447083 | 2 | 03/23/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Randall Walker | 1485016 | 5 | 04/17/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |