Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Richard Brown | 6398904 | 3 | 01/07/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Allan | 1652493 | 2 | 12/16/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Dufault | 1123710 | 4 | 08/08/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Anthony Scott | 4156467 | 2 | 08/01/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angelyn Russell | 1690403 | 1 | 07/05/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janet Sue Berardino | 2161672 | 3 | 06/21/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Duncan Wilson Gillan | 1133343 | 1 | 06/20/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Lee Pope | 1266560 | 1 | 05/29/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Davis | 1183438 | 4 | 05/28/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Loren Nelson | 4367704 | 1 | 05/13/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |