Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph McDonnell | 1198159 | 2 | 05/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen T Foody | 1450472 | 2 | 04/24/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael James Bock | 1261530 | 6 | 04/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Robert Crawley | 1426069 | 1 | 01/16/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Candy Lynn Soden | 2070274 | 1 | 01/02/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Abner Samuel Coen | 1765691 | 1 | 11/06/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark George Schlig | 2975568 | 9 | 09/09/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Robert Fox | 1398035 | 3 | 07/21/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Wayne Smith | 1827722 | 1 | 02/27/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Winfield James Western | 2342167 | 1 | 02/17/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |