Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathren A Hernan | 4220551 | 1 | 02/14/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Raymond Metzger | 2297051 | 3 | 09/08/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Arthur Evans | 1573625 | 3 | 09/01/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis Braca | 704160 | 3 | 08/25/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Onoufrios George Megaloudis | 1943442 | 2 | 04/24/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Brown | 6398904 | 3 | 03/15/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lynn Mae Wilson | 1409157 | 1 | 02/27/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Henrici | 3275469 | 3 | 01/01/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Peters | 2408980 | 7 | 12/29/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Roy Perry | 2727453 | 1 | 12/22/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |