Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Hollis Brandt | 1686612 | 2 | 01/22/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Paul Shannon | 1685200 | 4 | 12/13/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Scott Lardin | 2092110 | 4 | 09/25/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Walter James Hopkins | 4633258 | 1 | 05/18/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Modenbach | 2914492 | 1 | 04/01/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathren A Hernan | 4220551 | 1 | 02/14/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Arthur Evans | 1573625 | 2 | 09/01/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis Braca | 704160 | 3 | 08/25/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Onoufrios George Megaloudis | 1943442 | 2 | 04/24/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Brown | 6398904 | 3 | 03/15/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |