Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mathew Miller | 6125775 | 1 | 03/05/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Edward Brady | 871624 | 1 | 01/22/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Diane M Patterson | 1913103 | 1 | 10/17/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Franz Albert Koch | 4467954 | 4 | 05/22/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew John Beckerdite | 7596822 | 1 | 05/11/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel R Hesch | 7250149 | 1 | 04/21/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Avery Kenyon | 6973414 | 1 | 03/22/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy R Kiley | 4340753 | 2 | 12/10/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel MacAreno | 7490523 | 4 | 11/23/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Oscar Mejia Melendez | 7814447 | 1 | 08/06/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |