Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Franz Albert Koch | 4467954 | 3 | 05/22/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel R Hesch | 7250149 | 1 | 04/21/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Avery Kenyon | 6973414 | 1 | 03/22/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mitchell Juda | 6758015 | 1 | 03/08/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy M Kiley | 4340753 | 2 | 12/10/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel MacAreno | 7490523 | 4 | 11/23/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maria Louise Holtz | 4003165 | 1 | 07/27/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Destiny Laura Daniels | 6998044 | 2 | 06/08/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mauricio Espinoza | 6021084 | 2 | 12/13/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ruby Ficklen | 7552243 | 1 | 11/04/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |