Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Edward Gaudino | 2891693 | 2 | 08/23/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marco Fernandez Mendoza | 3111936 | 4 | 08/14/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Stephen Griffith | 2630645 | 2 | 06/24/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas D'Amico | 2632399 | 2 | 05/31/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Hatfield Payne | 2354512 | 3 | 04/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bekki Sue Chiasson | 7179081 | 2 | 02/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Allan Holtz | 2170445 | 3 | 09/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Callahan | 6569431 | 1 | 05/25/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Montgomery Shea | 1478869 | 4 | 05/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sandra Marie McDonald | 5595257 | 1 | 04/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |