Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Daniel Pace | 1717009 | 7 | 01/24/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Craig Novotny | 2386198 | 2 | 10/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Russell Clark | 2848753 | 2 | 09/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Allan Holtz | 2170445 | 3 | 09/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Callahan | 6569431 | 1 | 05/25/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Montgomery Shea | 1478869 | 4 | 05/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sandra Marie McDonald | 5595257 | 1 | 04/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Jason Hardin | 4129462 | 7 | 01/19/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Gregory Jaensen | 2577855 | 2 | 01/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Patrick Meyer | 2292033 | 2 | 12/07/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |