Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Eugene Cabri | 2815682 | 3 | 11/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Angelone | 2313606 | 6 | 09/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Francis Droskie | 2954696 | 4 | 08/29/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marco Fernandez Mendoza | 3111936 | 4 | 08/14/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Stephen Griffith | 2630645 | 2 | 06/24/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas D'Amico | 2632399 | 2 | 05/31/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Phelan | 4308512 | 1 | 05/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Hatfield Payne | 2354512 | 3 | 04/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Louis Miniscalco | 2433073 | 3 | 03/14/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bekki Sue Chiasson | 7179081 | 2 | 02/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |