Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Trent | 2384984 | 3 | 05/02/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Dean Walls | 4226181 | 1 | 04/28/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Denny Boys | 2899341 | 1 | 04/18/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Bernard Wright | 4480662 | 3 | 04/07/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Bracci | 2592577 | 1 | 03/12/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Vincent Richter | 2373025 | 3 | 03/02/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael William McLaughlin | 2754599 | 2 | 01/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Camarena | 5134978 | 2 | 01/11/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathryn H McKenzie | 4808721 | 1 | 01/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles William Brown | 4238723 | 3 | 11/22/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |