Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Duane Ledbetter | 4088559 | 2 | 05/05/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Andrew Syrios | 2381563 | 2 | 04/07/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Raymond Nelson | 2543552 | 1 | 03/23/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Armando Lozano | 6259019 | 2 | 03/23/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron D Sanor | 3207694 | 2 | 03/21/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Reagan Elizabeth Bates | 4851763 | 1 | 02/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Lewis Turner | 4598608 | 1 | 08/12/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clarissa Aileen Winger | 6305787 | 1 | 06/18/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| April Dawn Clark | 5514418 | 1 | 06/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Jon Kovach | 1965807 | 3 | 05/22/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |