Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anibal A Flores | 2749358 | 1 | 06/26/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Troy William Holtey | 6598337 | 1 | 03/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Buckley McCann | 2978107 | 1 | 03/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Pettus | 3253137 | 1 | 02/06/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Tate Noojin | 2570412 | 5 | 02/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Patrick Kirwan | 871252 | 1 | 12/22/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kurt Michael Schroyer | 5277142 | 1 | 12/22/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Francis Steinitz | 4588224 | 2 | 10/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heather Mary Cole | 2659373 | 1 | 07/13/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason S Digirolamo | 4043050 | 1 | 07/09/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |