Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred Michael Medina | 5331567 | 1 | 11/06/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Baker Schott | 5725975 | 2 | 09/29/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Coughlan | 4059269 | 1 | 07/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles William Brown | 4238723 | 3 | 06/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Andrew Fellios | 2776197 | 2 | 03/31/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Poydras | 6402024 | 1 | 03/15/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Hopkins | 4215619 | 1 | 03/14/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Don Dickenson | 6506743 | 1 | 02/14/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ruth Beatriz Lippmann | 2032027 | 1 | 01/15/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tawnya Lynn Odekirk | 4049729 | 1 | 01/02/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |