Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ross Jon Whiteley | 4226148 | 1 | 05/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ann Cowden | 4749289 | 1 | 01/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William John Cering | 5697987 | 1 | 01/02/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erin Edward Bojarczuk | 6122727 | 1 | 01/01/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Price | 1734689 | 3 | 11/28/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Leroy Butler | 4590783 | 1 | 11/20/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adrian Rashad Olden | 7699498 | 1 | 10/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Baker Schott | 5725975 | 2 | 08/06/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Enrique Luna | 5606606 | 2 | 07/23/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hedy Jane Smith | 3145329 | 1 | 06/24/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |