Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Leroy Butler | 4590783 | 1 | 11/20/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Baker Schott | 5725975 | 2 | 08/06/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Enrique Luna | 5606606 | 2 | 07/23/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hedy Jane Smith | 3145329 | 1 | 06/24/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Eugene Graber | 2250992 | 3 | 04/14/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Colin Richard Eddington | 5665318 | 2 | 04/11/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roderick Dion Lemon | 6765534 | 3 | 03/21/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Patrick Hess | 6485001 | 2 | 03/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant David Cherry | 6004361 | 1 | 01/26/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Patrick Meyer | 4121291 | 1 | 11/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |