Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Hamilton Hopper | 5525881 | 4 | 04/06/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Alexandra McQuade | 6849379 | 1 | 07/08/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stevan Douglas Paton | 2212011 | 2 | 04/23/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Arthur Deutsch | 2343941 | 3 | 01/14/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Armando Lozano | 6259019 | 2 | 03/18/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ruhul Amin | 6793280 | 1 | 02/05/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Edward Brady | 871624 | 1 | 01/22/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Diane M Patterson | 1913103 | 1 | 10/17/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Gregory Shindelbower | 7461516 | 1 | 10/05/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Billy Ray Rice | 7281331 | 1 | 09/05/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |