Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy McCormick | 3149902 | 1 | 09/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rohit Dhawan | 2772552 | 2 | 09/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Don Coates | 1047817 | 1 | 08/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Kyu Won Lee | 4363349 | 1 | 05/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Patrick Hess | 6485001 | 2 | 05/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Wade Payne | 2811180 | 1 | 05/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Gevorkian | 4466102 | 1 | 05/07/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dominick E Granati | 4068587 | 1 | 02/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joanie T Liu | 5588834 | 1 | 02/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Caleb Dupree | 6716606 | 1 | 02/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |