Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Pope | 4551807 | 2 | 05/20/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joronn Lamar Johnson | 7152086 | 1 | 04/29/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neal Jack Rodrigues | 5546332 | 1 | 04/14/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sashene Nicole Powell | 6228623 | 1 | 12/18/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Oclevia Noel | 7318169 | 2 | 10/05/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brent Ryan Bodner | 4187085 | 4 | 09/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rohit Dhawan | 2772552 | 2 | 09/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Don Coates | 1047817 | 1 | 08/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Kyu Won Lee | 4363349 | 1 | 05/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Wade Payne | 2811180 | 1 | 05/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |