Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Jed Norris | 5690025 | 2 | 10/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Adam Wills | 6160046 | 1 | 09/30/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven D Jamison | 4002557 | 2 | 07/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Christian Robert Widing | 4855419 | 2 | 07/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Jay Antonides | 5671242 | 1 | 05/09/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Jacinth Nguyen | 6360937 | 1 | 05/03/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Franz Albert Koch | 4467954 | 3 | 04/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Lowell Steen | 4825706 | 1 | 04/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Franz Albert Koch | 4467954 | 3 | 02/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Michael Estkowski | 5072274 | 1 | 01/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |