Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodolfo Quintanilla Garcia | 4909076 | 1 | 01/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Corey Patrick Carter | 6687475 | 1 | 12/09/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin John Gieraltowski | 4798805 | 2 | 11/08/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Scott Clark | 3008952 | 1 | 10/15/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexis Aylor | 4661675 | 1 | 08/26/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian J McKeon | 4443727 | 1 | 05/25/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Reid Johnson Twine | 5487362 | 1 | 04/19/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dale C Herring | 5981126 | 1 | 03/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew James Schoenike | 5481586 | 1 | 02/14/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Paul Kousouros | 5688217 | 1 | 01/31/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |