Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Daniel Burch | 6625967 | 1 | 07/17/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Braden van Pelt | 6475491 | 3 | 07/11/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shanna Corona Crunk | 4502355 | 1 | 06/12/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Bradbeer | 7864049 | 3 | 06/01/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Purnell Diggs | 6708871 | 1 | 03/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Spencer Koelliker | 6812578 | 2 | 01/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Duane Becker | 6908422 | 1 | 01/08/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Edward Butler | 2586362 | 2 | 11/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mitchell Howard Bloom | 5134281 | 1 | 09/30/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony David Goerss | 7299868 | 1 | 09/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |