Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Jed Norris | 5690025 | 2 | 09/06/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Lee Vigil | 7514853 | 1 | 09/01/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Debi Carroll McNabb | 7517344 | 1 | 07/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Sanchez | 2398077 | 3 | 05/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| MacE Nelson Maraman | 2809032 | 3 | 05/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kirk Martin Siebenaler | 5325960 | 1 | 04/07/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Eugene Gautier | 6836405 | 1 | 03/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven D Jamison | 4002557 | 2 | 02/28/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cindy Panko Williams | 5108072 | 1 | 02/19/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Adam Collins | 5938714 | 2 | 02/16/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |