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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 131-140 out of 376 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Brian Scott Borden7602291312/11/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Ikechukwu Chukwudi Oguh6623742211/08/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Kenneth Edward Shaw1359992911/05/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Talmadge L Morris4910238109/01/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Lucas Benjamin Widoff6056764107/25/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Sylvia O Prempeh4020871103/13/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Kyle Fuehne5396708101/09/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Jason David Williams5768239110/02/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Steven Thomas Ching5750617108/30/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Patrick Sundin52018091007/23/2003CriminalFinal Disposition$0.00$0.00See FINRA Report

376 Results

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