Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Lee Weidenhammer | 6387166 | 1 | 12/08/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Guerrero | 6904463 | 1 | 11/08/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek Thomas Krebsbach | 6360312 | 1 | 08/10/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Issac-Nicholas Morr Wellington | 7721018 | 1 | 08/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Travis Wamsley | 7451778 | 1 | 08/05/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Malachi Epifanio Rodriquez | 7851759 | 1 | 07/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesus Emmanuel Manriquez | 6743187 | 1 | 06/09/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Ralph Juliano | 7639930 | 1 | 06/02/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Quy van Nguyen | 5871094 | 1 | 05/28/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Allen Stubbs | 7814450 | 2 | 05/18/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |