Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Benjamin Dominguez | 7157543 | 1 | 01/17/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Dairo Jose Lopez Payares | 7529038 | 1 | 12/17/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Lee Weidenhammer | 6387166 | 1 | 12/08/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Derek Thomas Krebsbach | 6360312 | 1 | 08/10/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jeffrey Travis Wamsley | 7451778 | 1 | 08/05/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jesus Emmanuel Manriquez | 6743187 | 1 | 06/09/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Quy van Nguyen | 5871094 | 1 | 05/28/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Genaro Fernandez | 6128763 | 1 | 02/23/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Charles Stanley McKeague | 6377360 | 1 | 02/18/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Steven Gordon Zutz | 6166895 | 1 | 02/08/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |