Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Philip Costanzo | 7081299 | 1 | 11/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Lee Anderson | 6629365 | 1 | 11/17/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Duggins King | 5794862 | 1 | 10/07/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Huy do | 3022621 | 2 | 10/05/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler Roy Bruns | 6513725 | 1 | 09/01/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Travis Aaron Poteet | 6421439 | 1 | 05/16/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheldon Gar Chun Lee | 6403997 | 1 | 05/15/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edwin Jackson Waren | 5154164 | 1 | 04/18/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Alexander Rodney | 6372737 | 1 | 03/05/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Christopher Pflucker | 5655448 | 1 | 03/04/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |