Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles David Willis | 2195763 | 1 | 10/29/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gerald Paul Gallagher | 4132976 | 2 | 10/28/2008 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Larry George Roth | 4336192 | 1 | 10/28/2008 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Mitchell Lin Lockhart | 2188418 | 1 | 10/21/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Charles Meine | 1806918 | 1 | 10/16/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Wayne Miller | 4528142 | 1 | 10/09/2008 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Kerry Thomas Cassell | 2069521 | 4 | 10/09/2008 | Customer Dispute | Closed-No Action | $700,000.00 | $0.00 | See FINRA Report |
| George Frederick Dance | 2112036 | 10 | 10/09/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Samuel Cowan Price | 1417879 | 2 | 10/08/2008 | Customer Dispute | Closed-No Action | $4,750,000.00 | $0.00 | See FINRA Report |
| Jarrid Shane Hicks | 4541455 | 1 | 10/08/2008 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |