Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen G Douglas | 4910878 | 1 | 10/27/2010 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Aaron Weston Brewer | 5451527 | 2 | 09/28/2010 | Customer Dispute | Closed-No Action | $7,588.48 | $0.00 | See FINRA Report |
| Lily Chanlei Kam | 3004861 | 1 | 02/26/2010 | Customer Dispute | Closed-No Action | $10,921.00 | $0.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 12/29/2009 | Customer Dispute | Closed-No Action | $25,555.00 | $0.00 | See FINRA Report |
| Daniel Thomas Corcoran | 5092890 | 1 | 10/19/2009 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Peter Douglas McColgan | 1783205 | 3 | 06/30/2009 | Customer Dispute | Closed-No Action | $86,000.00 | $0.00 | See FINRA Report |
| Gregory Neal Wallace | 2993525 | 2 | 06/30/2009 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Ben Edward Thomas | 4482614 | 2 | 06/05/2009 | Customer Dispute | Closed-No Action | $17,494.00 | $0.00 | See FINRA Report |
| James Wolslager | 4419423 | 1 | 05/07/2009 | Customer Dispute | Closed-No Action | $275,000.00 | $0.00 | See FINRA Report |
| Joseph Floyd White | 4567055 | 1 | 03/30/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |