Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Randall Pringle | 1277121 | 7 | 09/30/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Houk Basler | 1310243 | 9 | 09/26/1997 | Customer Dispute | Closed-No Action | $11,062.20 | $0.00 | See FINRA Report |
| Evan Richard Wuhl | 867812 | 17 | 08/20/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |