Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirby Clifford Smith | 710341 | 1 | 07/06/1998 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Mark Clinton Herring | 1606291 | 2 | 07/06/1998 | Customer Dispute | Closed-No Action | $7,878.00 | $0.00 | See FINRA Report |
| Robert Erwin Gallagher | 2423072 | 1 | 06/30/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Louis John Davenio | 1077028 | 2 | 06/24/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Clay Templeman | 2010800 | 3 | 04/21/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Roger Rabinaw | 1691906 | 2 | 04/08/1998 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Christopher R Cochrane | 2121318 | 9 | 03/26/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Henry Clay Shores | 1012264 | 2 | 03/06/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William John McLaughlin | 1625598 | 5 | 02/25/1998 | Customer Dispute | Closed-No Action | $729,000.00 | $0.00 | See FINRA Report |
| Roy H Savarick | 858684 | 4 | 12/26/1997 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |