Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Charles Andress | 1935760 | 2 | 01/11/2001 | Customer Dispute | Closed-No Action | $27,500.00 | $0.00 | See FINRA Report |
| Roslyn Carter | 1067811 | 6 | 12/04/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Welsh | 2917470 | 4 | 10/20/2000 | Customer Dispute | Closed-No Action | $425,691.00 | $0.00 | See FINRA Report |
| David Alvarez | 2182612 | 2 | 10/06/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Peter Zaimes | 1859348 | 4 | 10/03/2000 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Daniel Baker Dimick | 2998534 | 1 | 10/03/2000 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Kenneth Crandall McAdam | 1053552 | 2 | 09/29/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Donald Jay Ripley | 1192001 | 2 | 09/22/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Haim Hen Sander | 3245216 | 2 | 09/07/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robin Olin Swartz | 1599637 | 1 | 08/28/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |