Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew D Chin | 2579550 | 1 | 02/12/1999 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Alan Marshall Kestin | 2722883 | 2 | 01/25/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Scott Lardin | 2092110 | 4 | 01/19/1999 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| David Jonathan Krasner | 1685858 | 5 | 01/08/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Stephen Hardy | 1038473 | 1 | 12/07/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Paul McKenna | 1336426 | 2 | 11/10/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stefanie Ann Scarp | 2801968 | 1 | 10/12/1998 | Customer Dispute | Closed-No Action | $11,485.00 | $0.00 | See FINRA Report |
| Peter Kurt Frederick | 2116821 | 2 | 09/30/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Haygood Paterson Seawell | 2670707 | 5 | 09/04/1998 | Customer Dispute | Closed-No Action | $47,274.00 | $0.00 | See FINRA Report |
| Bodo Knochenhauer Jr | 2134515 | 3 | 08/19/1998 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |